Capital Markets hallmark_lex July 30, 2024

Capital Markets

Overview

As  capital markets legal practice Hallmark Legal focuses on advising clients involved in the issuance, regulation, and trading of securities. This includes navigating complex regulatory frameworks, ensuring compliance with securities laws, and facilitating capital-raising activities such as initial public offerings (IPOs), bond offerings, and private placements.

Our Lawyers in this field counsel corporations, financial institutions, and investors on matters such as public and private securities offerings, corporate governance, regulatory filings, and market disclosures. They also advise on mergers and acquisitions, securities litigation, and enforcement actions by regulatory bodies, helping clients effectively manage risks and capitalize on market opportunities.

Experience

We reviewed the laws and regulations governing the sale of shares of a public listed company, block trading, applicable commissions, and complaints procedure.

We successfully resolved a dispute between shareholder and broker and the regulator, showcasing our strong governance skills and ability to navigate complex securities and financial regulations. This experience further solidified our expertise in managing legal and regulatory matters within the securities industry.

Contacts